Field Assistance Bulletins
Field Assistance Bulletins (or FABs) are written by the Office of Regulations and Interpretations to the Director of Enforcement and Regional Directors to provide guidance in response to questions that have arisen in field operations. FABs may also include transition enforcement relief that permits employers, plan officials, service providers and others time to respond to new laws or regulations.
Document Number | Subject | Issue |
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Field Assistance Bulletin 2021-02 |
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This Bulletin announces a new temporary enforcement policy on prohibited transaction rules applicable to investment advice fiduciaries. |
Field Assistance Bulletin 2021-01 |
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This Bulletin announces a temporary enforcement policy regarding the transfer of a missing or non-responsive participant’s account balance in a terminating or abandoned individual account plan to the Pension Benefit Guaranty Corporation. |
Document Number | Subject | Issue |
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Field Assistance Bulletin 2019-01 |
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This Bulletin announces transition relief for annual reporting civil penalties for 2017 and prior year Forms 5500 or 5500-SF. |
Document Number | Subject | Issue |
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Field Assistance Bulletin 2018-02 |
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This Bulletin announces a temporary enforcement policy on prohibited transaction rules applicable to investment advice fiduciaries. |
Field Assistance Bulletin 2018-01 |
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Superseded by 85 FR 72846 and 85 FR 81658 Guidance on the fiduciary standards under ERISA relating to proxy voting and shareholder engagement activities, and consideration of “economically targeted investments.”. |